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Meetings › Quarterly review — Client Y
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Draft · awaiting send AI-generated · 2 min ago Source: Read.ai webhook Audit logged

Quarterly review — Client Y (CFD, Mauritius)

Tue, 10 Jun 2026 14:00–14:47 KY · 47 min Zoom English
Attendees
4 participants
AY
LT
CF
CO

Quarterly Compliance Review — Client Y

Tuesday, 10 June 2026 · 14:00–14:47 KY · Zoom

Just generated
Attendees

Andy Yu (JY Global, Managing Director) · Lawrence Tan (JY Global, Senior Advisor) · Client CFO · Client COO.

Summary of discussion
  1. Marketing material review against FSC Mauritius April 2026 circular (past-performance disclaimers). Client to send banner draft today; JY Global to review and respond by Friday 13 June.
  2. AML refresh due 28 June 2026. Updated UBO declarations required from Client Y's two new directors. Client CFO to coordinate with Maria.
  3. Comoros (Mwali) brokerage entity — exploratory discussion. Q3 2026 timeframe. JY Global to scope an initial structure memo by end of Q2.
  4. Q2 compliance report — Lawrence to circulate draft to Andy by end of week for sign-off.
Decisions taken
  • Marketing review will be handled at no additional cost under the existing engagement.
  • Comoros memo is exploratory and non-billable; engagement will only commence on Client Y's written instruction.
Action items
Routed to to-do lists
P1
Review banner draft against FSC April circular
Lawrence Tan · Due Fri 13 Jun
P1
Request updated UBO declarations from Client Y's two new directors
Andy Yu · Due 17 Jun · for 28 Jun refresh
P2
Scope Comoros (Mwali) brokerage option — initial structure memo
Andy Yu · By end of Q2 2026

These minutes are an AI-generated summary of the Read.ai transcript of the meeting referenced above. They are advisory only and should be reviewed for accuracy before being treated as a formal record. The original transcript is retained for audit. JY Global Limited is a compliance and governance advisory firm; this document does not constitute legal, financial, investment, or accounting advice.

Read.ai · raw transcript · 47 min
14:02· Client CFO

"Yeah so on the marketing piece, we did get the new banner draft back from the agency, but we're not 100% sure if it crosses the line on the past performance disclaimers, you know, given the new FSC guidance from April…"

14:03· Andy Yu

"Right, send it over after this. We'll need to review it against the April circular and get back to you by Friday at the latest. Lawrence can take first pass."

14:05· Client COO

"Also we're thinking about adding a Comoros entity for our Asian flows, but that's a Q3 thing, not urgent…"

14:06· Andy Yu

"Mwali brokerage is interesting for Asian flows, yeah. We can scope a memo for you before end of Q2 — initial structure, licensing path, substance requirements. No commitment, just options."

14:14· Andy Yu

"On the AML refresh — that's coming up in three weeks, June 28. We're going to need updated UBO declarations from your two new directors before we can submit. Can you flag that to Maria?"

14:15· Client CFO

"Yes will do today."

14:23· Lawrence Tan

"On the Q2 compliance report — I'll have a draft ready by end of week for your sign-off, Andy."

… 42 minutes of transcript continues …

Action items

3 extracted · routed to to-do lists · assignees notified

P1
Review banner draft against FSC April circular

Past-performance disclaimer review — first pass.

Lawrence Tan · Due Fri 13 Jun · Client Y
P1
Request updated UBO declarations from Client Y's two new directors

Required before 28 Jun AML refresh submission.

Andy Yu · Due 17 Jun · Client Y
P2
Scope Comoros (Mwali) brokerage option — initial structure memo

Exploratory, non-billable. Licensing path, substance requirements.

Andy Yu · By end of Q2 2026 · Client Y

Document activity

Mirrored to the audit log.

  1. Read.ai webhook delivered transcript
    Today · 14:48 KY · read.ai → meetings.ingest
  2. JY Portal generated minutes (3.2 min processing, 3 action items extracted)
    Today · 14:51 KY
  3. Andy Yu opened for review
    Today · 14:55 KY
  4. Pending — Send via Outlook
    Action required